At Kirtane & Pandit, our Internal Audit practice for BFSI & NBFCs is designed to support organisations in evaluating operational controls, governance frameworks, compliance mechanisms, and risk management processes across evolving financial and regulatory environments.
We work with regulated financial institutions, NBFCs, and financial service organisations to assess process effectiveness, strengthen internal controls, identify operational gaps, and improve governance visibility through structured, risk-aligned review methodologies.
What we do
Our Internal Audit engagements are designed to support organisations across operational oversight, control effectiveness, governance alignment, and risk management requirements.
- Internal audits across operational, financial, and compliance functions.
- Risk-based process and control assessments.
- Review of internal control environments and governance mechanisms.
- Operational efficiency and process improvement reviews.
- Revenue leakage identification and control evaluations.
- Compliance and procedural control assessments.
- Cost optimisation and operational risk visibility reviews.
- Management reporting and corrective action support.
How the engagement works
Every Kirtane & Pandit engagement is aligned to the organisation’s operational complexity, regulatory environment, governance structure, and business risk exposure.
Our approach combines risk-based review methodologies, operational process analysis, governance-focused assessments, and control environment evaluations to support organisations in strengthening oversight mechanisms, improving operational efficiency, and enhancing enterprise-wide risk visibility.
Risk-aligned review framework
Assessment methodologies designed to evaluate operational risks, compliance exposure areas, control effectiveness, and governance oversight mechanisms.
Operational process visibility
Structured evaluations across systems, workflows, financial operations, procedural controls, and business process environments.
Governance and control enhancement
Defined reporting and review structures supporting management visibility, process improvement initiatives, operational accountability, and long-term control strengthening.
General questions
01 How do I scope this engagement?
Reach out and we’ll arrange a 30-minute scoping call with the lead partner — no commitment, no obligation.
02 How quickly can you mobilise?
Most engagements can be staffed within 2–3 weeks of engagement letter signing. Expedited transitions for time-bound matters have been completed in under 10 working days.
03 How do you charge?
Most work is fee-quoted up front based on scope. For longer-running mandates we offer annual retainers and hybrid models.